Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Donlan | 1030997 | 11 | 10/22/2020 | Customer Dispute | Denied | $15,916.50 | $0.00 | See FINRA Report |
| Nina MacGinn Coyne | 2496408 | 1 | 09/23/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney James Burn | 4263447 | 1 | 05/27/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chang Lee | 2672951 | 1 | 01/06/2020 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Heather Anne Grubbs | 6970706 | 1 | 01/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ethan Jeremy Hundley | 2961132 | 1 | 11/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Durrette Ama Ofosu | 4847699 | 1 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randall Bruce Simpson | 4245943 | 1 | 09/27/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Charles Fristoe Chelf | 3172102 | 3 | 08/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Michael Mc Corison | 4821258 | 1 | 11/21/2016 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |