Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Evans Leininger | 809473 | 2 | 08/07/1986 | Customer Dispute | Settled | $46,360.00 | $0.00 | See FINRA Report |
| William James Christie | 46447 | 1 | 02/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James McClure | 826016 | 1 | 05/01/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Richard Daidone | 733912 | 1 | 03/03/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Angelo Poneros | 1086297 | 3 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |