Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Paul Donlan | 1030997 | 11 | 11/16/1993 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| John James Petit | 849742 | 1 | 02/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Donlan | 1030997 | 11 | 07/21/1992 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Robert Martin Derks | 1725010 | 1 | 03/25/1992 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John G Garretson | 1222639 | 1 | 03/01/1992 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| Jody Dean Graber | 1159184 | 1 | 12/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Evan Jon Kleinman | 2257049 | 2 | 07/20/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Angelo Poneros | 1086297 | 3 | 06/21/1991 | Customer Dispute | Settled | $1,071,000.00 | $0.00 | See FINRA Report |
| Joel Michael Dziedzic | 704756 | 2 | 04/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Angelo Poneros | 1086297 | 3 | 11/10/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |