Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Peter Keegan | 2397027 | 1 | 06/10/1997 | Customer Dispute | Award / Judgment | $500,000.00 | $250,000.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 04/25/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 01/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 07/15/1994 | Customer Dispute | Settled | $197,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Conover | 4311040 | 2 | 07/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 06/08/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 02/28/1994 | Customer Dispute | Settled | $83,175.00 | $0.00 | See FINRA Report |
| Joel Michael Dziedzic | 704756 | 2 | 02/28/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 01/04/1994 | Customer Dispute | Settled | $25,500.00 | $0.00 | See FINRA Report |