Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Andrew Gude | 2220463 | 3 | 06/10/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Ray Studebaker | 2489957 | 1 | 08/17/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 08/03/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 08/10/1998 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 06/18/1998 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 04/25/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 01/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 07/15/1994 | Customer Dispute | Settled | $197,000.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 06/08/1994 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |