Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janis Lynn Waldman-Cooper | 2980345 | 1 | 07/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amardeep Singh Grewal | 2934867 | 2 | 06/16/2008 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| John Eugene Lanzetta | 2260204 | 1 | 11/30/2006 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 12/05/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 10/31/2005 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 05/09/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Kenneth McGee | 3130166 | 1 | 04/20/2004 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 12/29/2003 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Stanley Lozinski | 2010374 | 1 | 10/01/2003 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Robert Paul Donlan | 1030997 | 11 | 01/02/2003 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |