Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Paul Kateridge | 2481595 | 2 | 01/04/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Paul Kateridge | 2481595 | 2 | 08/27/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Michael Dziedzic | 704756 | 2 | 02/28/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jody Dean Graber | 1159184 | 1 | 12/30/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Angelo Poneros | 1086297 | 3 | 11/10/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |