Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John James Petit | 849742 | 1 | 02/01/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William James Christie | 46447 | 1 | 02/10/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Angelo Poneros | 1086297 | 3 | 11/30/-0001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |