Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Angel Pagan | 2626328 | 3 | 01/15/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Bezigian | 4665510 | 1 | 10/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Keith Ronald Toussaint | 2610759 | 1 | 09/15/2008 | Customer Dispute | Denied | $13,770.00 | $0.00 | See FINRA Report |
| Stephen Clyde McNutt | 2064044 | 1 | 10/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evan Jon Kleinman | 2257049 | 2 | 07/27/2007 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Carl Kaliszewski | 825334 | 1 | 03/14/2007 | Customer Dispute | Denied | $157,783.00 | $0.00 | See FINRA Report |
| Marc David Eisenberg | 2659287 | 1 | 12/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hipolito Diaz | 1839194 | 1 | 08/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis Justin Patriarca | 357743 | 2 | 07/08/2004 | Customer Dispute | Denied | $7,807.05 | $0.00 | See FINRA Report |
| Francis Justin Patriarca | 357743 | 2 | 03/03/2003 | Customer Dispute | Denied | $25,656.60 | $0.00 | See FINRA Report |