Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vernon Crites | 57226 | 1 | 12/04/2002 | Customer Dispute | Closed-No Action | $277,000.00 | $0.00 | See FINRA Report |
| Robert Andrew Gude | 2220463 | 3 | 06/10/2002 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven Ray Studebaker | 2489957 | 1 | 08/17/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 08/03/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff Vance James | 1006072 | 1 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 09/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph James Devito | 1459156 | 5 | 08/10/1998 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 06/18/1998 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Jon Charles McAleney | 1439422 | 8 | 06/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary William Medley | 1186617 | 3 | 12/23/1997 | Customer Dispute | Denied | $30,500.00 | $0.00 | See FINRA Report |