Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Clyde McNutt | 2064044 | 1 | 10/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evan Jon Kleinman | 2257049 | 2 | 07/27/2007 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Carl Kaliszewski | 825334 | 1 | 03/14/2007 | Customer Dispute | Denied | $157,783.00 | $0.00 | See FINRA Report |
| Marc David Eisenberg | 2659287 | 1 | 12/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Eugene Lanzetta | 2260204 | 1 | 11/30/2006 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Campisi | 1055505 | 1 | 07/26/2006 | Customer Dispute | Closed-No Action | $8,377.69 | $0.00 | See FINRA Report |
| Gail Lisa Abrams | 2822340 | 1 | 12/10/2005 | Customer Dispute | Closed-No Action | $14,423.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 12/05/2005 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jason Alexander Driver | 2170819 | 4 | 10/31/2005 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Hipolito Diaz | 1839194 | 1 | 08/25/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |