Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE Investment Center, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Austin Moss | 2180612 | 1 | 06/04/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ronald William White | 2671208 | 2 | 03/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald William White | 2671208 | 2 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel Angel Pagan | 2626328 | 3 | 01/15/2009 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Bezigian | 4665510 | 1 | 10/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Edward Jozefek | 4358016 | 1 | 10/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Ronald Toussaint | 2610759 | 1 | 09/15/2008 | Customer Dispute | Denied | $13,770.00 | $0.00 | See FINRA Report |
| Janis Lynn Waldman-Cooper | 2980345 | 1 | 07/30/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amardeep Singh Grewal | 2934867 | 2 | 06/16/2008 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| William Thomas Krempa | 2080672 | 1 | 04/29/2008 | Customer Dispute | Closed-No Action | $5,100.00 | $0.00 | See FINRA Report |