Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeremy Garrett King | 5426609 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shane Robert Niederer | 6202734 | 2 | 01/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Dunn | 2091676 | 3 | 01/02/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Soonhee Kim Cho | 2962660 | 3 | 11/06/2017 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| Timothy William Sackett | 2010125 | 5 | 08/03/2017 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Kevin Devon Olison | 2362526 | 5 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Billy Wayne Shank | 4829362 | 1 | 02/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy William Sackett | 2010125 | 5 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raleigh Edward Kraft | 1036719 | 5 | 10/24/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Howard Bart Raff | 4307069 | 4 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |