Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Thomas John MacRis | 726226 | 1 | 09/23/2019 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
Philip Mario Giordano | 6167919 | 2 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Allie Renee King | 6681436 | 2 | 08/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael Stephen Wallman | 2748286 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey David Moore | 1422494 | 2 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey David Moore | 1422494 | 2 | 06/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Soonhee Kim Cho | 2962660 | 3 | 05/24/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Howard Bart Raff | 4307069 | 4 | 04/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raleigh Edward Kraft | 1036719 | 5 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Amanda Meyer Joiner | 7621594 | 1 | 05/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |