Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery David Renley | 1234664 | 5 | 02/15/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Joseph Fahey | 817265 | 1 | 09/18/1989 | Customer Dispute | Final | $250,000.00 | $0.00 | See FINRA Report |
| Jeffery David Renley | 1234664 | 5 | 07/28/1989 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Jeffery David Renley | 1234664 | 5 | 11/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dennis Smith | 1937892 | 1 | 08/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lyn Sigler | 1803313 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 4 | 09/19/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Garner | 4892619 | 2 | 12/13/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy George Fischer | 2763706 | 1 | 10/29/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Jay Meyers | 1551522 | 2 | 04/23/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |