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FINRA Broker Disclosures for Grove Point Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 151-160 out of 174 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffery David Renley1234664508/23/1994Customer DisputeSettled$326,000.00$0.00See FINRA Report
Pamela Reid Settlage1636732504/12/1994RegulatoryFinal$0.00$0.00See FINRA Report
Barry David Barton Silver1106944510/22/1993Customer DisputeSettled$39,403.00$0.00See FINRA Report
Barry David Barton Silver1106944510/21/1993Customer DisputeSettled$8,520.00$0.00See FINRA Report
Barry David Barton Silver1106944510/21/1993Customer DisputeSettled$19,563.00$0.00See FINRA Report
Barry David Barton Silver1106944507/07/1993Customer DisputeSettled$28,500.00$0.00See FINRA Report
Lee James Couture2019385203/19/1993CriminalFinal Disposition$0.00$0.00See FINRA Report
Terry Dee Anderson1024741103/11/1993Customer DisputeSettled$142,095.00$0.00See FINRA Report
Thomas Martin Prybylo826638508/26/1992Customer DisputeAward / Judgment$300,000.00$17,000.00See FINRA Report
Barry David Barton Silver1106944507/03/1990Customer DisputeAward / Judgment$300,000.00$206,000.00See FINRA Report

174 Results

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