Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Debra Lou Stein | 1375270 | 3 | 07/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 5 | 05/05/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rolf Mendrick Winch | 1317730 | 2 | 02/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Mario Giordano | 6167919 | 2 | 04/09/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Lou Stein | 1375270 | 3 | 06/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra Lou Stein | 1375270 | 3 | 05/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Francis Jurczak | 2032940 | 3 | 11/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Conrad Anthony Tarte | 728899 | 4 | 11/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Clifford Sutliff | 1112533 | 1 | 12/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |