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FINRA Broker Disclosures for Grove Point Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Willis Lester1831092403/01/2010Customer DisputeDenied$5,000.00$0.00See FINRA Report
Stephen Michael Micelotta3003032310/05/2009Customer DisputeDenied$11,842.70$0.00See FINRA Report
David Glenn Haislip714334107/15/2009Customer DisputeDenied$45,752.80$0.00See FINRA Report
Charles Norman Peiffer1818413104/27/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Robert Alton Uptegraff1973068303/09/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Albert Bruce Kunkel823984101/13/2009Customer DisputeDenied$47,000.00$0.00See FINRA Report
Eugene Alan Cheng807503111/21/2008Customer DisputeDenied$6,302.16$0.00See FINRA Report
James Evan Liaw4267270105/01/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Conrad Anthony Tarte728899402/08/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Pamela Reid Settlage1636732507/22/2004Customer DisputeDenied$5,000.00$0.00See FINRA Report

23 Results

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