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FINRA Broker Disclosures for Grove Point Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 88 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eddy Han Tak Shum1856001604/19/2001Customer DisputeClosed-No Action$28,254.20$0.00See FINRA Report
Mark Philip Skibbie2178693104/18/2001Customer DisputeSettled$100,000.00$0.00See FINRA Report
Robert Alton Uptegraff1973068310/04/2000Customer DisputeSettled$192,293.00$0.00See FINRA Report
Pamela Reid Settlage1636732512/21/1999Customer DisputeDenied$12,200.00$0.00See FINRA Report
Thomas Martin Prybylo826638501/29/1999Customer DisputeSettled$0.00$0.00See FINRA Report
Allen Barry Myrowitz860700103/25/1998Customer DisputeDenied$0.00$0.00See FINRA Report
Thomas Martin Prybylo826638502/18/1997Customer DisputeSettled$71,822.00$0.00See FINRA Report
Jeffery David Renley1234664502/29/1996Customer DisputeAward / Judgment$30,000.00$11,603.10See FINRA Report
Jeffery David Renley1234664508/23/1994Customer DisputeSettled$326,000.00$0.00See FINRA Report
Barry David Barton Silver1106944510/22/1993Customer DisputeSettled$39,403.00$0.00See FINRA Report

88 Results

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