Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Arthur Fratello | 600660 | 1 | 06/14/2012 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Richard Ganz | 502532 | 1 | 11/15/2011 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Joseph Glennon | 3102179 | 1 | 06/22/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James William Dummert | 73109 | 1 | 05/11/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leon Joseph Colafrancesco | 1024686 | 1 | 04/15/2011 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Terry Michael Reinhart | 2809373 | 1 | 10/13/2010 | Customer Dispute | Award / Judgment | $100,000.00 | $55,000.00 | See FINRA Report |
| Alan Levine | 3114259 | 1 | 05/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Worth Bradley Clark | 1143889 | 3 | 04/06/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carl Victor Cicatello | 1302945 | 1 | 03/05/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Willis Lester | 1831092 | 4 | 03/01/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |