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FINRA Broker Disclosures for Grove Point Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 88 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mary Grace Musuneggi1020162101/27/2016Customer DisputeSettled$5,695.54$0.00See FINRA Report
Christopher Sean Musuneggi3124308101/27/2016Customer DisputeSettled$5,695.54$0.00See FINRA Report
Steven Lee Barnes1988057106/08/2015Customer DisputeClosed-No Action$16,555.00$0.00See FINRA Report
Eric Keith Schrott4443832201/16/2015Customer DisputeDenied$202,852.00$0.00See FINRA Report
Joseph Aloysius Dunn2091676311/22/2013Customer DisputeDenied$100,000.00$0.00See FINRA Report
Susan H Ciucci1136921304/09/2013Customer DisputeSettled$203,517.00$0.00See FINRA Report
Eric Keith Schrott4443832202/26/2013Customer DisputeClosed-No Action$214,000.00$0.00See FINRA Report
David Georg Grabner1661975112/28/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Raleigh Edward Kraft1036719506/25/2012Customer DisputeDenied$24,577.00$0.00See FINRA Report
Richard Ganz502532111/15/2011Customer DisputeDenied$100,000.00$0.00See FINRA Report

88 Results

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