Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Jay Tollin | 2661259 | 4 | 03/28/2019 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| William Charles Schumann | 1604894 | 4 | 02/08/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Vincent Paul Troy | 1039492 | 1 | 01/26/2018 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Joseph Aloysius Dunn | 2091676 | 3 | 01/02/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Soonhee Kim Cho | 2962660 | 3 | 11/06/2017 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| Timothy William Sackett | 2010125 | 4 | 08/03/2017 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Billy Wayne Shank | 4829362 | 1 | 02/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Charles Schumann | 1604894 | 4 | 12/23/2016 | Customer Dispute | Settled | $63,000.00 | $0.00 | See FINRA Report |
| William Charles Schumann | 1604894 | 4 | 05/09/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Mary Grace Musuneggi | 1020162 | 1 | 01/27/2016 | Customer Dispute | Settled | $5,695.54 | $0.00 | See FINRA Report |