Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Anthony Tarte | 728899 | 4 | 03/24/2006 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Robert Willis Lester | 1831092 | 4 | 07/02/2002 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Eddy Han Tak Shum | 1856001 | 6 | 04/19/2001 | Customer Dispute | Closed-No Action | $28,254.20 | $0.00 | See FINRA Report |