Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Ryan Swiggett | 4638175 | 1 | 02/23/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joetta Lynn Cox | 4757625 | 1 | 02/02/2009 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Rusty Clayton Jones | 4477697 | 1 | 08/11/2008 | Customer Dispute | Denied | $24,765.00 | $0.00 | See FINRA Report |
| Bradley C Wedel | 4245653 | 2 | 08/23/2006 | Customer Dispute | Denied | $41,750.00 | $0.00 | See FINRA Report |
| Jason Edward Liles | 3041178 | 1 | 07/10/2003 | Customer Dispute | Settled | $8,500.00 | $0.00 | See FINRA Report |
| Richard Lee Hundley | 1397697 | 1 | 03/06/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Aarron McGruder | 1886195 | 1 | 10/01/2002 | Customer Dispute | Settled | $510,500.00 | $0.00 | See FINRA Report |
| Todd Patrick Hofmann | 2572990 | 1 | 08/02/2002 | Customer Dispute | Denied | $30,945.10 | $0.00 | See FINRA Report |
| Dieta Lynn Hardin | 4330101 | 1 | 04/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Kitchen | 2791352 | 1 | 08/27/2001 | Customer Dispute | Settled | $54,511.00 | $0.00 | See FINRA Report |