Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandy Barnes Marion | 4004116 | 1 | 07/15/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Sheahan | 1609333 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $38,854.70 | $0.00 | See FINRA Report |
| Ronald Ames Rotthaus | 1646619 | 2 | 12/31/2009 | Customer Dispute | Settled | $316,126.00 | $0.00 | See FINRA Report |
| Justin Lee Corcoran | 4730709 | 1 | 11/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Ryan Swiggett | 4638175 | 1 | 02/23/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joetta Lynn Cox | 4757625 | 1 | 02/02/2009 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Rusty Clayton Jones | 4477697 | 1 | 08/11/2008 | Customer Dispute | Denied | $24,765.00 | $0.00 | See FINRA Report |
| Bradley C Wedel | 4245653 | 2 | 08/23/2006 | Customer Dispute | Denied | $41,750.00 | $0.00 | See FINRA Report |
| Jason Edward Liles | 3041178 | 1 | 07/10/2003 | Customer Dispute | Settled | $8,500.00 | $0.00 | See FINRA Report |
| Richard Lee Hundley | 1397697 | 1 | 03/06/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |