Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Bryan Pierce | 2322976 | 3 | 09/22/2020 | Customer Dispute | Settled | $8,000,000.00 | $0.00 | See FINRA Report |
| Gregory Bryan Pierce | 2322976 | 3 | 09/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Bryan Pierce | 2322976 | 3 | 09/16/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kim M Molitor | 5791376 | 1 | 09/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |