Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Carl Davis | 1846079 | 2 | 07/12/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Cory Christopher Kraft | 1914001 | 1 | 06/03/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Daniel Carl Davis | 1846079 | 2 | 08/25/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |