Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Davis Hensley | 2297110 | 4 | 05/21/2002 | Customer Dispute | Denied | $185,400.00 | $0.00 | See FINRA Report |
| Bradley Paul Malia | 6548802 | 1 | 03/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Moriarty | 1832286 | 2 | 10/12/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Gregory Lynn Lynch | 6574196 | 2 | 05/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Lynn Lynch | 6574196 | 2 | 02/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |