Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gordon Jay Forgione | 5691752 | 1 | 01/12/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Matthew Breier | 5483041 | 2 | 09/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 05/27/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Martin Davis Hensley | 2297110 | 4 | 05/21/2009 | Customer Dispute | Denied | $14,504.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 11/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 09/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 06/22/2007 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 01/29/2007 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 09/11/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex B Perez | 2671943 | 1 | 04/26/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |