Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Winstead | 5725472 | 2 | 04/22/2020 | Customer Dispute | Settled | $13,233.00 | $0.00 | See FINRA Report |
| Scott David Winstead | 5725472 | 2 | 03/27/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 06/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Steve Curtis | 6662061 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 07/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Davis Hensley | 2297110 | 4 | 07/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Ames Garner | 6205358 | 1 | 05/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Florence Wangechi Muchori Hull | 6297328 | 2 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Florence Wangechi Muchori Hull | 6297328 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Robert Freund | 5726306 | 2 | 02/05/2018 | Customer Dispute | Settled | $34,920.00 | $0.00 | See FINRA Report |