Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard A Everett | 7615855 | 1 | 04/29/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard John Pelletier | 4024660 | 1 | 12/25/2021 | Customer Dispute | Settled | $25,898.00 | $0.00 | See FINRA Report |
| Justin Francis Carlson | 5504307 | 2 | 06/22/2021 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Richard David Williams | 4951778 | 1 | 05/10/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 03/22/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Francis Carlson | 5504307 | 2 | 11/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 11/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cameron Merrill Evans | 3216303 | 2 | 10/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Adam Willard | 5169910 | 1 | 08/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Paul Quaranta | 4223963 | 1 | 08/03/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |