Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Patrick Cummings | 2314302 | 3 | 08/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linda Marie Roberts | 5952208 | 1 | 05/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 01/24/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Matthew Breier | 5483041 | 2 | 09/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 11/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 09/10/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Paul Malia | 6548802 | 1 | 03/13/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |