Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Florence Wangechi Muchori Hull | 6297328 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carter Allan Lewis | 7503123 | 1 | 02/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 08/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 05/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Melville Jordan-Taylor | 6240432 | 6 | 05/08/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Stephen Hebert | 5866066 | 1 | 04/13/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Patrick Cummings | 2314302 | 3 | 03/23/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Moriarty | 1832286 | 2 | 02/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Marie Winstead | 7560426 | 1 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Patrick Cummings | 2314302 | 3 | 10/28/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |