Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Adam Willard | 5169910 | 1 | 08/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott David Winstead | 5725472 | 2 | 04/22/2020 | Customer Dispute | Settled | $13,233.00 | $0.00 | See FINRA Report |
| Scott David Winstead | 5725472 | 2 | 03/27/2020 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Adam Robert Freund | 5726306 | 2 | 02/05/2018 | Customer Dispute | Settled | $34,920.00 | $0.00 | See FINRA Report |
| Barbara Alison Traylor Smith | 2519484 | 1 | 11/15/2017 | Customer Dispute | Settled | $23,863.00 | $0.00 | See FINRA Report |
| Adam Robert Freund | 5726306 | 2 | 07/26/2017 | Customer Dispute | Closed-No Action | $30,448.00 | $0.00 | See FINRA Report |
| Cameron Merrill Evans | 3216303 | 2 | 01/20/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Dennis Matthew Breier | 5483041 | 2 | 07/30/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan Dean Main | 4520794 | 8 | 05/27/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Martin Davis Hensley | 2297110 | 4 | 05/21/2009 | Customer Dispute | Denied | $14,504.00 | $0.00 | See FINRA Report |