Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fidelity Distributors Company LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald John Hazel | 4292553 | 3 | 10/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald John Hazel | 4292553 | 3 | 03/29/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Douglas Roach | 2694777 | 1 | 05/04/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Rowland | 6204306 | 1 | 11/03/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |