Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey David Chasman | 4092290 | 6 | 10/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 10/14/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lyndon Joseph Zingale | 3164785 | 1 | 09/09/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Manly Norris | 349219 | 2 | 03/03/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Steele | 2957455 | 1 | 09/14/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert William Morris | 340612 | 2 | 10/12/1990 | Customer Dispute | Settled | $57,419.60 | $0.00 | See FINRA Report |
| Joseph Perry Kelly | 3047454 | 1 | 10/03/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Manly Norris | 349219 | 2 | 06/19/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Warren Smith | 1723402 | 6 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 08/26/1988 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |