Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Applewhite | 1209709 | 7 | 07/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert William Morris | 340612 | 2 | 06/25/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Julian-Murphy | 1391582 | 2 | 05/21/1996 | Customer Dispute | Award / Judgment | $200,000.00 | $5,000.00 | See FINRA Report |
| Hamilton Richey Krans | 2935421 | 1 | 11/25/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 10/24/1995 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| George Frederick Claussen | 1583935 | 1 | 08/02/1995 | Customer Dispute | Award / Judgment | $109,100.00 | $2,000.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Denise Linh Krystek Gear | 3011142 | 3 | 08/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip George Margy | 2181587 | 2 | 06/03/1994 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |