Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Tucker | 1974408 | 1 | 11/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Turner | 5339431 | 1 | 11/30/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Ritorto | 5019869 | 1 | 10/24/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 10/12/2022 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jonathan Landi | 7487065 | 5 | 09/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Berrocal | 3071400 | 7 | 09/07/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Nicole Marie Robinson | 5533783 | 1 | 08/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Antonio Fernandez | 3079976 | 5 | 08/22/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Luis David Barrera | 6485621 | 1 | 06/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katie Williams Thomas | 5744454 | 2 | 06/13/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |