Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Antonio Fernandez | 3079976 | 4 | 10/12/2021 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Milan Cavic | 7182246 | 1 | 10/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Berrocal | 3071400 | 6 | 10/05/2021 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Andrew Britt Smith | 7532907 | 1 | 09/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hyun Ahn | 6315188 | 1 | 09/21/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Enrique Cuervo | 5047983 | 1 | 08/26/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sierra Cherie Ordonez | 6750694 | 2 | 08/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sierra Cherie Ordonez | 6750694 | 2 | 08/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 2 | 07/30/2021 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Bradley Christopher Orr | 2587056 | 1 | 06/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |