Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yeoshen Tsui | 4824629 | 1 | 04/11/2023 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Thomas Henry Dillon | 4260224 | 3 | 04/06/2023 | Customer Dispute | Denied | $15,001.00 | $0.00 | See FINRA Report |
| William Andrew Hamilton Rhodes | 1302275 | 1 | 02/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony John Marshall | 4853760 | 5 | 02/22/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Dale William Zamecki | 2783244 | 1 | 01/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lorenzo Daniel Huff | 4321847 | 1 | 01/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shands Dameron Greenlee | 6447359 | 1 | 01/09/2023 | Customer Dispute | Denied | $9,626.22 | $0.00 | See FINRA Report |
| Jorge Miguel Alvarez | 2888623 | 3 | 01/03/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Mendoza | 4373652 | 5 | 12/06/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Watson | 5590059 | 1 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |