Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Michael Hennessey | 4038762 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Canadeo | 1713014 | 4 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Canadeo | 1713014 | 4 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 06/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 04/20/2009 | Customer Dispute | Settled | $975,273.00 | $0.00 | See FINRA Report |
| Barry Whitaker | 5040002 | 1 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Brackett Priddy | 1176893 | 1 | 03/24/2009 | Customer Dispute | Settled | $47,610.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 03/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Harry James Pilson | 3023609 | 4 | 03/12/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Kelly | 2289148 | 2 | 01/15/2009 | Customer Dispute | Settled | $35,477.00 | $0.00 | See FINRA Report |