Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Joseph Thompson | 2849928 | 5 | 10/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Madison Mize | 2390773 | 1 | 04/01/2011 | Customer Dispute | Settled | $15,218.00 | $0.00 | See FINRA Report |
| Gregory Viejo | 4168971 | 1 | 02/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Beth Ann Foti | 4010080 | 1 | 10/19/2010 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gletner | 2579762 | 1 | 10/15/2010 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Sherry Kathleen Boulay | 4501052 | 1 | 07/20/2010 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Jennifer Beth Williams | 2467383 | 2 | 07/20/2010 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Stephen Milton Holloman | 2774627 | 1 | 06/17/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Stroup | 1021289 | 3 | 05/03/2010 | Customer Dispute | Settled | $191,325.00 | $0.00 | See FINRA Report |
| Jeffrey John Bulger | 3250841 | 3 | 03/15/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |