Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Ronald Knust | 4791124 | 2 | 12/30/2013 | Customer Dispute | Settled | $87,500.00 | $0.00 | See FINRA Report |
| Joseph Charles Carnley | 3013678 | 1 | 09/20/2013 | Customer Dispute | Settled | $50,330.00 | $0.00 | See FINRA Report |
| William Moniz | 3109254 | 1 | 03/04/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Craig Adam Coopersmith | 4749244 | 3 | 02/27/2013 | Customer Dispute | Settled | $10,810.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 01/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Javier Enrique Martinez | 2540413 | 3 | 03/26/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darrell Sidney Brown | 3158834 | 1 | 03/19/2012 | Customer Dispute | Settled | $36,705.00 | $0.00 | See FINRA Report |
| James Robert Shaughnessy | 5306994 | 1 | 03/02/2012 | Customer Dispute | Settled | $5,313.00 | $0.00 | See FINRA Report |
| Jhuler Villegas | 4730113 | 1 | 01/25/2012 | Customer Dispute | Settled | $18,532.00 | $0.00 | See FINRA Report |
| Jason Taylor Gay | 4436873 | 1 | 12/14/2011 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |