Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harrison William Taylor | 2483216 | 3 | 02/22/2016 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Paula Christine Gunter | 4495768 | 1 | 02/22/2016 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |
| Donald Robert Mandeville | 5581556 | 1 | 02/02/2016 | Customer Dispute | Settled | $54,300.00 | $0.00 | See FINRA Report |
| Alex Michael Fontana | 6262964 | 2 | 12/14/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Sheila Sebastian Powers | 4746657 | 1 | 10/13/2015 | Customer Dispute | Settled | $13,348.00 | $0.00 | See FINRA Report |
| Johnathon Leland Cope | 5123346 | 3 | 06/19/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Martin Edward Grady | 5301387 | 2 | 06/19/2015 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Todd Douglas Ryman | 2648270 | 9 | 07/17/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gabriel Joseph Krawczak | 2403650 | 2 | 04/23/2014 | Customer Dispute | Settled | $8,589.05 | $0.00 | See FINRA Report |
| Tony Scott Bullard | 1702456 | 1 | 03/19/2014 | Customer Dispute | Settled | $54,602.00 | $0.00 | See FINRA Report |