Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Berrocal | 3071400 | 7 | 09/09/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Lynn Newiger Carter | 2464081 | 2 | 08/31/2020 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
Arthur Gilbert Faren | 1958380 | 6 | 02/18/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Jeffrey Nelms Boone | 2436442 | 2 | 01/07/2020 | Customer Dispute | Settled | $470,000.00 | $0.00 | See FINRA Report |
Nancy J Lee | 4625919 | 2 | 08/12/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Christopher Michael Ponds | 4296912 | 1 | 12/04/2018 | Customer Dispute | Settled | $18,112.00 | $0.00 | See FINRA Report |
Lance Sterling Longwater | 2851950 | 2 | 11/16/2018 | Customer Dispute | Settled | $26,314.00 | $0.00 | See FINRA Report |
Guy Thornton McBride | 5850827 | 1 | 08/16/2018 | Customer Dispute | Settled | $10,015.00 | $0.00 | See FINRA Report |
Martin Ross McClure | 2548766 | 2 | 07/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jonathan Andrew Cohen | 4588049 | 1 | 04/02/2018 | Customer Dispute | Settled | $163,000.00 | $0.00 | See FINRA Report |