Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry William Smith | 1303734 | 7 | 03/27/1998 | Customer Dispute | Settled | $7,850.00 | $0.00 | See FINRA Report |
| Jeffery Factor | 1318772 | 1 | 10/21/1997 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Nicole Marie Penland | 2122979 | 1 | 09/15/1997 | Customer Dispute | Settled | $9,009.56 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 07/10/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James William Applewhite | 1209709 | 7 | 10/24/1995 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| John Archie Jeffords | 815750 | 4 | 09/01/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Phillip George Margy | 2181587 | 2 | 06/03/1994 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert William Morris | 340612 | 2 | 10/12/1990 | Customer Dispute | Settled | $57,419.60 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 08/26/1988 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |