Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank S Pittman | 3146673 | 1 | 08/27/2002 | Customer Dispute | Settled | $59,257.60 | $0.00 | See FINRA Report |
| Cary William Lipman | 1344106 | 1 | 08/01/2002 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Stroup | 1021289 | 3 | 12/19/2001 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Canadeo | 1713014 | 4 | 07/01/2001 | Customer Dispute | Settled | $65,517.90 | $0.00 | See FINRA Report |
| Juan Manuel Ortega | 2302430 | 2 | 03/26/2001 | Customer Dispute | Settled | $9,400.00 | $0.00 | See FINRA Report |
| Susan Tordik-Atchison | 2027591 | 3 | 02/02/2001 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Daniel Otis Wolf | 2355901 | 2 | 05/02/2000 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Arthur Gilbert Faren | 1958380 | 6 | 12/10/1999 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Stephen Adam Engelson | 2335444 | 1 | 04/05/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Adkin Walter | 2326137 | 2 | 07/31/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |