Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lynn Marie Freshwater | 2401975 | 1 | 04/19/2005 | Customer Dispute | Settled | $9,865.00 | $0.00 | See FINRA Report |
Robert James Peavey | 2309764 | 1 | 03/18/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Joseph Patrick Varamo | 718796 | 2 | 08/06/2004 | Customer Dispute | Settled | $154,822.00 | $0.00 | See FINRA Report |
Arthur Gilbert Faren | 1958380 | 6 | 06/09/2004 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Susan Tordik-Atchison | 2027591 | 3 | 03/30/2004 | Customer Dispute | Settled | $59,280.00 | $0.00 | See FINRA Report |
Robert Joseph Stroup | 1021289 | 3 | 02/01/2004 | Customer Dispute | Settled | $118,983.00 | $0.00 | See FINRA Report |
Edward Carson Danser | 3277895 | 1 | 10/02/2003 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
Craig Edward Dyson | 2322415 | 4 | 03/24/2003 | Customer Dispute | Settled | $56,000.00 | $0.00 | See FINRA Report |
Richard Edwin Giles | 1176534 | 1 | 02/03/2003 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
Jason Travis Turner | 2568398 | 5 | 10/21/2002 | Customer Dispute | Settled | $6,560.00 | $0.00 | See FINRA Report |