Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harrison William Taylor | 2483216 | 3 | 08/11/2007 | Customer Dispute | Settled | $24,302.70 | $0.00 | See FINRA Report |
| Jason Travis Turner | 2568398 | 5 | 03/08/2007 | Customer Dispute | Settled | $7,578.00 | $0.00 | See FINRA Report |
| Walter Clayton Pate | 2806697 | 1 | 10/16/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John D Margeson | 2161864 | 3 | 09/26/2005 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Paul Michael Scaglione | 2529155 | 3 | 09/09/2005 | Customer Dispute | Settled | $60,955.80 | $0.00 | See FINRA Report |
| John D Margeson | 2161864 | 3 | 08/25/2005 | Customer Dispute | Settled | $376,609.00 | $0.00 | See FINRA Report |
| John D Margeson | 2161864 | 3 | 08/23/2005 | Customer Dispute | Settled | $1,306,540.00 | $0.00 | See FINRA Report |
| Hunter Stephen Bowen | 4118247 | 2 | 08/22/2005 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| William Anthony Kopp | 2447288 | 2 | 07/12/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Edward Braam | 855021 | 4 | 05/17/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |