Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Joseph Thompson | 2849928 | 5 | 01/08/2009 | Customer Dispute | Settled | $94,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 11/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Chasman | 4092290 | 6 | 11/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy Elizabeth Johnson | 4842005 | 2 | 10/24/2008 | Customer Dispute | Settled | $15,970.60 | $0.00 | See FINRA Report |
| Jeffrey John Bulger | 3250841 | 3 | 09/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Jonathan Tendler | 2250125 | 3 | 09/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gene Riley Maszy | 3206334 | 2 | 07/29/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Wayne Vance | 4138804 | 1 | 07/18/2008 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Brock Eugene Himan | 2420698 | 5 | 06/16/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Brock Eugene Himan | 2420698 | 5 | 05/23/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |