Our Staff has compiled our research into a database of FINRA Broker Disclosures for Truist Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Manuel Antonio Fernandez | 3079976 | 5 | 08/22/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
Robin Lanise Graves | 6468545 | 1 | 12/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Katie Ellis | 6799108 | 1 | 09/17/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |